SEC Form 4 · accession 0001127602-15-033844
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene G Cassis
Officer — Chief Financial Officer
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 11:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 28,674 | D | ||
| Common Stock | holding | — | — | — | 1,770 | I | by ESPP | |
| Common Stock | holding | — | — | — | 6,069 | I | by Wife | |
| Common Stock | holding | — | — | — | 2,100 | I | by Wife's 401k | |
| Common Stock | holding | — | — | — | 912 | I | by Wife's ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $128.93 | Dec 9, 2015 | A | 39,314 | A | Dec 9, 2016 | Dec 9, 2025 | Common Stock | 39,314 | 39,314 | D |