SEC Form 4 · accession 0001127602-15-031955
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur G Caputo
Officer — EVP and President, Waters Div
Period of report
Nov 18, 2015
Accepted (ET)
Nov 19, 2015 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2015 | M | 1,105 | $49.31 | A | 89,784 | D | |
| Common Stock | Nov 18, 2015 | S | 1,105 | $132.01 | D | 88,679 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $49.31 | Nov 18, 2015 | M | 1,105 | D | Dec 13, 2007 | Dec 13, 2016 | Common Stock | 1,105 | 84,389 | D |