SEC Form 4 · accession 0001127602-15-031809
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur G Caputo
Officer — EVP and President, Waters Div
Period of report
Nov 17, 2015
Accepted (ET)
Nov 18, 2015 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2015 | M | 14,506 | $49.31 | A | 103,185 | D | |
| Common Stock | Nov 17, 2015 | S | 14,506 | $132.05 | D | 88,679 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $49.31 | Nov 17, 2015 | M | 14,506 | D | Dec 13, 2007 | Dec 13, 2016 | Common Stock | 14,506 | 85,494 | D |