SEC Form 4 · accession 0001127602-15-026712
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J OConnell
Officer — President and CEO
Period of report
Sep 8, 2015
Accepted (ET)
Sep 9, 2015 · 9:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 8, 2015 | A | 20,234 | $0.00 | A | 27,999 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $123.55 | Sep 8, 2015 | A | 77,826 | A | Sep 8, 2016 | Sep 8, 2025 | Common Stock | 77,826 | 77,826 | D |
Explanation of responses
- F1These Restricted Stock Units vest 33.33% per annum for a 3 year period beginning on September 8, 2016.
- F2These options vest 20% per annum for a 5 year period beginning on September 8, 2016.