SEC Form 4 · accession 0001127602-15-024285
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth B Rae
Officer — Corporate VP of HR
Period of report
Aug 5, 2015
Accepted (ET)
Aug 6, 2015 · 6:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2015 | M | 14,000 | $79.15 | A | 21,502 | D | |
| Common Stock | Aug 5, 2015 | M | 8,000 | $79.05 | A | 29,502 | D | |
| Common Stock | Aug 5, 2015 | S | 22,000 | $135.55 | D | 7,502 | D | |
| Common Stock | holding | — | — | — | 3,769 | I | By 401k | |
| Common Stock | holding | — | — | — | 2,455 | I | By Espp |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $79.15 | Aug 5, 2015 | M | 14,000 | D | Dec 7, 2012 | Dec 7, 2021 | Common Stock | 14,000 | 26,000 | D |
| Stock Option (Right to Buy) | $79.05 | Aug 5, 2015 | M | 8,000 | D | Dec 9, 2011 | Dec 9, 2020 | Common Stock | 8,000 | 8,000 | D |