SEC Form 4 · accession 0001127602-15-017907
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Beaudouin
Officer — VP and General Counsel
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 6:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2015 | M | 5,000 | $79.15 | A | 14,129 | D | |
| Common Stock | May 19, 2015 | M | 5,000 | $79.05 | A | 19,129 | D | |
| Common Stock | May 19, 2015 | M | 4,000 | $59.44 | A | 23,129 | D | |
| Common Stock | May 19, 2015 | M | 2,500 | $98.21 | A | 25,629 | D | |
| Common Stock | May 19, 2015 | M | 10,000 | $87.06 | A | 35,629 | D | |
| Common Stock | May 19, 2015 | S | 26,500 | $133.00 | D | 9,129 | D | |
| Common Stock | holding | — | — | — | 1,370 | I | 401K | |
| Common Stock | holding | — | — | — | 4,859 | I | By Espp | |
| Common Stock | holding | — | — | — | 975 | I | By Rollover Ira |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $79.15 | May 19, 2015 | M | 5,000 | D | Dec 7, 2012 | Dec 7, 2021 | Common Stock | 5,000 | 20,000 | D |
| Stock Option (Right to Buy) | $79.05 | May 19, 2015 | M | 5,000 | D | Dec 9, 2011 | Dec 9, 2020 | Common Stock | 5,000 | 10,000 | D |
| Stock Option (Right to Buy) | $59.44 | May 19, 2015 | M | 4,000 | D | Dec 9, 2010 | Dec 9, 2019 | Common Stock | 4,000 | 0 | D |
| Stock Option (Right to Buy) | $98.21 | May 19, 2015 | M | 2,500 | D | Dec 6, 2014 | Dec 6, 2023 | Common Stock | 2,500 | 20,000 | D |
| Stock Option (Right to Buy) | $87.06 | May 19, 2015 | M | 10,000 | D | Dec 11, 2013 | Dec 11, 2022 | Common Stock | 10,000 | 35,000 | D |