SEC Form 4 · accession 0001127602-15-004739
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Beaudouin
Officer — VP and General Counsel
Period of report
Feb 5, 2015
Accepted (ET)
Feb 6, 2015 · 1:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2015 | M | 5,000 | $79.15 | A | 14,129 | D | |
| Common Stock | Feb 5, 2015 | M | 5,000 | $87.06 | A | 19,129 | D | |
| Common Stock | Feb 5, 2015 | M | 2,500 | $98.21 | A | 21,629 | D | |
| Common Stock | Feb 5, 2015 | M | 4,000 | $59.44 | A | 25,629 | D | |
| Common Stock | Feb 5, 2015 | M | 5,000 | $79.05 | A | 30,629 | D | |
| Common Stock | Feb 5, 2015 | S | 21,500 | $120.75 | D | 9,129 | D | |
| Common Stock | holding | — | — | — | 1,282 | I | 401K | |
| Common Stock | holding | — | — | — | 4,673 | I | By Espp | |
| Common Stock | holding | — | — | — | 975 | I | By Rollover Ira |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $79.15 | Feb 5, 2015 | M | 5,000 | D | Dec 7, 2012 | Dec 7, 2021 | Common Stock | 5,000 | 25,000 | D |
| Stock Option (Right to Buy) | $87.06 | Feb 5, 2015 | M | 5,000 | D | Dec 11, 2013 | Dec 11, 2022 | Common Stock | 5,000 | 45,000 | D |
| Stock Option (Right to Buy) | $98.21 | Feb 5, 2015 | M | 2,500 | D | Dec 6, 2014 | Dec 6, 2023 | Common Stock | 2,500 | 22,500 | D |
| Stock Option (Right to Buy) | $59.44 | Feb 5, 2015 | M | 4,000 | D | Dec 9, 2010 | Dec 9, 2019 | Common Stock | 4,000 | 4,000 | D |
| Stock Option (Right to Buy) | $79.05 | Feb 5, 2015 | M | 5,000 | D | Dec 9, 2011 | Dec 9, 2020 | Common Stock | 5,000 | 15,000 | D |