SEC Form 4 · accession 0001127602-15-004737
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene G Cassis
Officer — Chief Financial Officer
Period of report
Feb 5, 2015
Accepted (ET)
Feb 6, 2015 · 12:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2015 | M | 6,000 | $38.99 | A | 35,121 | D | |
| Common Stock | Feb 5, 2015 | S | 6,000 | $120.16 | D | 29,121 | D | |
| Common Stock | holding | — | — | — | 1,564 | I | by ESPP | |
| Common Stock | holding | — | — | — | 5,791 | I | by Wife | |
| Common Stock | holding | — | — | — | 2,112 | I | by Wife's 401k | |
| Common Stock | holding | — | — | — | 700 | I | by Wife's ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $38.99 | Feb 5, 2015 | M | 6,000 | D | Dec 2, 2006 | Dec 2, 2015 | Common Stock | 6,000 | 0 | D |