SEC Form 4 · accession 0001127602-15-003604
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth B Rae
Officer — Corporate VP of HR
Period of report
Jan 30, 2015
Accepted (ET)
Feb 2, 2015 · 11:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2015 | M | 24,000 | $79.05 | A | 31,502 | D | |
| Common Stock | Jan 30, 2015 | S | 24,000 | $119.39 | D | 7,502 | D | |
| Common Stock | holding | — | — | — | 3,674 | I | By 401k | |
| Common Stock | holding | — | — | — | 2,320 | I | By Espp |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $79.05 | Jan 30, 2015 | M | 24,000 | D | Dec 9, 2011 | Dec 9, 2020 | Common Stock | 24,000 | 16,000 | D |