SEC Form 4 · accession 0001127602-15-000314
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua Bekenstein
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 11:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2015 | A | 1,200 | $0.00 | A | 50,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | — | Dec 31, 2014 | A | 194 | A | Dec 31, 2014 | — | Common Stock | 194 | 194 | D |
| Stock Option (Right to Buy)F4 | $113.88 | Jan 2, 2015 | A | 4,000 | A | Jan 2, 2016 | Jan 2, 2025 | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1Grant of shares of common stock subject to restrictions that lapse January 2, 2016.
- F2Phantom stock units are convertible into common stock shares on a one to one ratio.
- F3Upon resignation as Director.
- F4Options fully vest on January 2, 2016.