SEC Form 4 · accession 0001209191-17-046949
NOVAVAX INC · NVAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barclay A Phillips
Officer — SVP, Chief Financial Officer
Period of report
Jul 31, 2017
Accepted (ET)
Aug 1, 2017 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000694
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 31, 2017 | P | 2,057 | $0.89 | A | 38,669 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 2,057 shares acquired under the Issuer's Amended and Restated 2013 Employee Stock Purchase Plan on July 31, 2017.