SEC Form 4 · accession 0001209191-17-007074
NOVAVAX INC · NVAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Trizzino
Officer — SVP, Commercial Operations
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000694
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2017 | P | 3,401 | $1.12 | A | 88,965 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,401 shares acquired under the Issuer's Amended and Restated 2013 Employee Stock Purchase Plan on January 31, 2017.