SEC Form 4 · accession 0001000623-17-000117
Mativ Holdings, Inc. · MATV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Rogers
Director
Period of report
Sep 29, 2017
Accepted (ET)
Oct 2, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SWM Common Stock | holding | — | — | — | 2,004 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | $0.00 | Sep 29, 2017 | A | 202 | A | Aug 8, 1998 | Aug 8, 1998 | SWM Common Stock | 202 | 20,164 | D |
| Phantom Stock UnitsF3,F2 | $0.00 | Oct 2, 2017 | A | 482 | A | Aug 8, 1998 | Aug 8, 1998 | SWM Common Stock | 482 | 20,646 | D |
Explanation of responses
- F1Dividends credited pursuant to the Director's election in accordance with the Schweitzer-Mauduit International, Inc. Deferred Compensation Plan No. 2 for Non-Employee Directors ("Plan"). The Plan was filed as Exhibit 10.15 to the 2004 10-K.
- F2Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion.
- F3Directo's quarterly stock retainer deferred pursuant to the Diretor's election in accordance with the Plan.