SEC Form 4 · accession 0001000623-16-000200
Mativ Holdings, Inc. · MATV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
K C Caldabaugh
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 7:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SWM Common Stock | holding | — | — | — | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | $0.00 | Sep 30, 2016 | A | 331 | A | Aug 8, 1998 | Aug 8, 1998 | SWM Common Stock | 331 | 32,291 | D |
| Phantom Stock UnitsF3,F2 | $0.00 | Oct 3, 2016 | A | 518 | A | Aug 8, 1998 | Aug 8, 1998 | SWM Common Stock | 518 | 32,809 | D |
Explanation of responses
- F1Dividends credited pursuant to the Director's election in accordance with the Schweitzer-Mauduit International, Inc. Deferred Compensation Plan for Non-Employee Directors and the Schweitzer-Mauduit International, Inc. Deferred Compensation Plan No. 2 for Non-Employee Directors ("Plans"). The Plans were filed as Exhibit 10.8.2 to the 1st quarter 2000 10-Q and Exhibit 10.15 to the 2004 10-K, respectively.
- F2Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion.
- F3Director's quarterly stock retainer deferred pursuant to the Director's election in accordance with the Plan.