SEC Form 4 · accession 0001179110-19-002831
IMPAC MORTGAGE HOLDINGS INC · IMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas B Akin
Director · 10% Owner
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 7:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,178,637 | D | ||
| Common Stock | holding | — | — | — | 1,598,394 | I | Held by Talkot Fund, LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF2 | $3.75 | Feb 26, 2019 | A | 30,000 | A | Feb 26, 2020 | Feb 26, 2029 | Common Stock | 30,000 | 30,000 | D |
| Non-Qualified Stock OptionF1 | $13.72 | holding | — | — | — | Aug 30, 2018 | Aug 30, 2027 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The awards vest annually in 1/3 increments beginning on 8/30/2018.
- F2The awards vest annually in 1/3 increments beginning on 02/26/2020.