SEC Form 4 · accession 0001179110-19-002828
IMPAC MORTGAGE HOLDINGS INC · IMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Kuelbs
Officer — Chief Financial Officer
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2019 | A | 25,000 | $0.00 | A | 25,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F2 | $3.75 | Feb 26, 2019 | A | 50,000 | A | Feb 26, 2020 | Feb 26, 2029 | Common Stock | 50,000 | 50,000 | D |
| Non Qualified Stock Option (right to buy)F1 | $8.85 | holding | — | — | — | May 30, 2019 | May 30, 2028 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Represents 25,000 shares of common stock underlying Restricted Stock Units (RSUs) granted under the 2010 Omnibus Plan. The shares vest annually in 1/3 increments beginning on February 26, 2020.
- F2These options vest annually in 1/3 increments beginning on February 26, 2020.