SEC Form 4 · accession 0001179110-16-027793
IMPAC MORTGAGE HOLDINGS INC · IMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd R. Taylor
Officer — Chief Financial Officer
Period of report
Jul 19, 2016
Accepted (ET)
Jul 21, 2016 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 358 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buyF5 | $17.40 | Jul 19, 2016 | A | 24,000 | A | Jul 19, 2017 | Jul 19, 2026 | Common Stock | 24,000 | 24,000 | D |
| Incentive Stock Option (right to buy)F1 | $0.53 | holding | — | — | — | Jun 9, 2010 | Jun 9, 2019 | Common Stock | 10,000 | 10,000 | D |
| Non Qualified Stock option (right to buy)F1 | $13.81 | holding | — | — | — | Nov 27, 2013 | Nov 27, 2022 | Common Stock | 24,000 | 24,000 | D |
| Non Qualified Stock option (right to buy)F2 | $10.65 | holding | — | — | — | Jul 23, 2014 | Jul 23, 2023 | Common Stock | 22,000 | 22,000 | D |
| Non Qualified Stock option (right to buy)F3 | $5.39 | holding | — | — | — | Jul 22, 2015 | Jul 22, 2024 | Common Stock | 29,000 | 29,000 | D |
| Non Qualified Stock Option (right to buy)F4 | $20.50 | holding | — | — | — | Jul 21, 2016 | Jul 21, 2025 | Common Stock | 25,700 | 25,700 | D |
Explanation of responses
- F1These options are fully vested.
- F2The awards vest annually in 1/3 increments beginning on July 23, 2014.
- F3The awards vest annually in 1/3 increments beginning on July 22, 2015.
- F4The awards vest annually in 1/3 increments beginning on July 21, 2016.
- F5The awards vest annually in 1/3 increments beginning on July 19, 2017.