SEC Form 4 · accession 0001179110-15-011504
IMPAC MORTGAGE HOLDINGS INC · IMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Ashmore
Officer — President and Director · Director
Period of report
Jul 21, 2015
Accepted (ET)
Jul 23, 2015 · 8:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 4,153 | I | 401K | |
| Common Stock | holding | — | — | — | 2,342 | I | PSP | |
| Common Stock | holding | — | — | — | 87,967 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F4 | $20.50 | Jul 21, 2015 | P | 34,200 | A | Jul 21, 2016 | Jul 21, 2025 | Common Stock | 34,200 | 34,200 | D |
| Non Qualified Stock Option (right to buy)F1 | $2.73 | holding | — | — | — | Dec 3, 2011 | Dec 3, 2020 | Common Stock | 16,000 | 16,000 | D |
| Non Qualified Stock Option (right to buy)F1 | $13.81 | holding | — | — | — | Nov 27, 2013 | Nov 27, 2022 | Common Stock | 29,250 | 29,250 | D |
| Non Qualified Stock Option (right to buy)F2 | $10.65 | holding | — | — | — | Jul 23, 2014 | Jul 23, 2023 | Common Stock | 25,000 | 25,000 | D |
| Non Qualified Stock Option (right to buy)F3 | $5.39 | holding | — | — | — | Jul 22, 2015 | Jul 22, 2024 | Common Stock | 38,500 | 38,500 | D |
Explanation of responses
- F1These options are fully vested
- F2The awards vest annually in 1/3 increments beginning on July 23, 2014.
- F3The awards vest annually in 1/3 increments beginning on July 22, 2015.
- F4The awards vest annually in 1/3 increments beginning on July 21, 2016.