SEC Form 4/A · accession 0000899243-16-033820
IMPAC MORTGAGE HOLDINGS INC · IMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard H/ Pickup
10% Owner
Period of report
Aug 19, 2013
Accepted (ET)
Nov 17, 2016 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 19, 2013 | P | 2,098 | $9.85 | A | 185,000 | I | See footnote. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of common stock were purchased by Dito Devcar LP, over which shares Reporting Person shares voting and investment power, and the number of shares reflected in column 5 represents the aggregate number of shares of common stock owned directly by Dito Devcar LP upon execution of this purchase transaction. This purchase, which was not previously reported on a Form 4, was required to be so reported on or before August 21, 2013. The sole purpose of this amendment is to report this purchase.
- F2As of August 22, 2013, after giving effect to the purchase referenced in Table I, Reporting Person may be deemed to beneficially own an aggregate of 1,816,801 shares of the common stock, consisting of (a) 100,000 shares owned directly, and (b) an aggregate of 1,716,801 shares owned indirectly, consisting of (i) 887,663 shares owned directly by the Trust, (ii) 524,138 shares that the Trust may acquire at any time upon conversion (at the initial conversion price of $10.875 per share) of the outstanding principal balance of a convertible promissory note owned directly by the Trust, (iii) 185,000 shares owned directly by Dito Devcar LP (over which shares Reporting Person shares voting and investment power), and (iv) 120,000 shares owned directly by Dito Caree LP (over which shares Reporting Person shares voting and investment power).