SEC Form 4 · accession 0001437749-18-008268
OPTICAL CABLE CORP · OCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy G Smith
Officer — SVP and CFO
Period of report
Apr 30, 2018
Accepted (ET)
May 1, 2018 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 30, 2018 | F | 2,328 | $2.80 | D | 330,205 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F12,328 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.