SEC Form 4 · accession 0001209191-18-006249
OPTICAL CABLE CORP · OCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy G Smith
Officer — SVP and CFO
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jan 29, 2018 | A | 51,824 | $2.50 | A | 341,477 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an award of restricted stock under the issuer's 2017 Stock Incentive Plan. The award in the amount of 51,824 shares vests annually over approximately five years if certain performance goals are achieved in fiscal years 2018, 2019, 2020, 2021 and 2022 with the first possible vesting date being January 31, 2019.