SEC Form 4 · accession 0001209191-17-058650
OPTICAL CABLE CORP · OCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy G Smith
Officer — SVP and CFO
Period of report
Oct 31, 2017
Accepted (ET)
Nov 1, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2017 | F | 418 | $2.45 | D | 289,653 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1418 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.