SEC Form 4 · accession 0001209191-17-025878
OPTICAL CABLE CORP · OCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Nygren Jr.
Director
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 9:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 3, 2017 | A | 6,276 | $0.00 | A | 33,304 | D | |
| Common StockF2 | Apr 5, 2017 | F | 1,506 | $0.00 | D | 31,798 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,276 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2017-2018 board year.
- F2Represents the number of shares forfeited as a result of a grant overage.