SEC Form 4 · accession 0001209191-16-116885
OPTICAL CABLE CORP · OCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy G Smith
Officer — SVP and CFO
Period of report
Apr 30, 2016
Accepted (ET)
May 3, 2016 · 9:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 30, 2016 | F | 3,507 | $2.51 | D | 261,728 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F13,507 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan and the Second Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.