SEC Form 4 · accession 0001209191-16-113067
OPTICAL CABLE CORP · OCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall H Frazier
Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2016 | A | 5,961 | $0.00 | A | 54,399 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 5,961 common shares, net of shares withheld for the payment of taxes, issued under the issuer's Second Amended and Restated 2011 Stock Incentive Plan for the stock portion of the annual retainer for the 2016-2017 board year.