SEC Form 4 · accession 0001209191-16-109109
OPTICAL CABLE CORP · OCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil D Wilkin Jr.
Officer — Chairman, President and CEO · Director · 10% Owner
Period of report
Mar 16, 2016
Accepted (ET)
Mar 17, 2016 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2016 | P | 410 | $2.23 | A | 907,400 | D | |
| Common Stock | Mar 16, 2016 | P | 100 | $2.22 | A | 907,500 | D | |
| Common StockF1 | holding | — | — | — | 315 | I | By Daughter #1 | |
| Common StockF1 | holding | — | — | — | 315 | I | By Daughter #2 | |
| Common StockF1 | holding | — | — | — | 115 | I | By Daughter #3 | |
| Common StockF1 | holding | — | — | — | 315 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.