SEC Form 4 · accession 0001209191-16-094438
OPTICAL CABLE CORP · OCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy G Smith
Officer — SVP and CFO
Period of report
Jan 31, 2016
Accepted (ET)
Feb 1, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2016 | F | 1,589 | $2.40 | D | 265,235 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,589 shares are being surrendered as allowed by the Company's 2011 Stock Incentive Plan and the Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.