SEC Form 4 · accession 0001000229-19-000030
CORE LABORATORIES N V · CLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Daniels
Officer — CAO & Treasurer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Shares | Mar 1, 2019 | M | 110 | $0.00 | A | 764 | D | |
| Restricted Shares | Mar 1, 2019 | F | 50 | $67.37 | D | 714 | D | |
| Restricted Shares | Mar 1, 2019 | M | 120 | $0.00 | A | 834 | D | |
| Restricted Shares | Mar 1, 2019 | F | 54 | $67.37 | D | 780 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted SharesF1 | $0.00 | Mar 1, 2019 | M | 110 | D | — | — | Common Shares | 110 | 1,635 | D |
| Restricted SharesF1,F2 | $0.00 | Mar 1, 2019 | M | 120 | D | — | — | Common Shares | 120 | 1,515 | D |
Explanation of responses
- F1The Restricted Shares vest in the amount of 1/6th of the grant on each of the six annual anniversaries following the date of grant.
- F2Multiple restricted share grants are included in this total. The 1,515 shares are the total remaining unvested RSAPs for this reporting person.