SEC Form 4 · accession 0001209191-18-017296
HENRY SCHEIN INC · HSIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J Kabat
Director
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Mar 2, 2018 | M | 15,796 | $29.945 | A | 17,964 | D | |
| Common Stock, par value $0.01 per shareF1 | Mar 2, 2018 | F | 9,391 | $65.19 | D | 8,573 | D | |
| Common Stock, par value $0.01 per shareF2 | Mar 2, 2018 | A | 2,843 | $0.00 | A | 11,416 | D | |
| Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 18,412 | I | By Trustees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Right to BuyF4,F5 | $29.945 | Mar 2, 2018 | M | 15,796 | D | — | Mar 3, 2018 | Common Stock, par value $0.01 per share | 15,796 | 0 | D |
Explanation of responses
- F1Represents the surrender of shares to the issuer to cover the payment of the exercise price and the tax withholding obligation upon the exercise and hold of the reporting person's March 3, 2008 stock option grant.
- F2Acquired pursuant to the Issuer's 2015 Non-Employee Director Stock Incentive Plan. Subject to certain exceptions, such restricted stock units will vest subject to (i) the passage of a specified period of time and (ii) the reporting person's continued performance of services for the Issuer.
- F3Represents shares held in a trust where Mr. Kabat and his wife are co-trustees of the trust for the benefit of Mr. Kabat's wife.
- F4Acquired pursuant to the Issuer's 1996 Non-Employee Director Stock Incentive Plan, as amended (now known as the Issuer's 2015 Non-Employee Director Stock Incentive Plan).
- F5The option vests in four equal installments on each of March 3, 2009, March 3, 2010, March 3, 2011 and March 3, 2012.