SEC Form 4 · accession 0001209191-16-149414
HENRY SCHEIN INC · HSIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Ettinger
Officer — SVP Corp/Legal Ch of Staff Sec
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | May 18, 2016 | G | 60 | $0.00 | D | 32,226 | D | |
| Common Stock, par value $0.01 per shareF1 | Nov 4, 2016 | G | 40 | $0.00 | D | 32,186 | D | |
| Common Stock, par value $0.01 per share | Nov 8, 2016 | M | 5,250 | $59.89 | A | 37,436 | D | |
| Common Stock, par value $0.01 per shareF2 | Nov 8, 2016 | S | 5,250 | $158.18 | D | 32,186 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 400 | I | As trustee of trusts for the benefit of his children | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 105 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3,F4 | $59.89 | Nov 8, 2016 | M | 5,250 | D | — | Mar 3, 2018 | Common Stock, par value $0.01 per share | 5,250 | 9,128 | D |
Explanation of responses
- F1Gift, not applicable.
- F2The price reflects a weighted average of sales made at prices ranging from $158.17 to $158.23 per share. The Reporting Person, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, will provide full information regarding the number of shares sold at each separate price for this transaction.
- F3Acquired pursuant to the Issuer's 2013 Stock Incentive Plan, as amended (formerly known as the Henry Schein, Inc. 1994 Stock Incentive Plan).
- F4The option vests in four equal installments on each of March 3, 2009, March 3, 2010, March 3, 2011 and March 3, 2012.