SEC Form 3 · accession 0001209191-15-030465
MEDALLION FINANCIAL CORP · MFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Adelson
Officer — See Remarks
Period of report
Mar 31, 2015
Accepted (ET)
Mar 31, 2015 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 8,757 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (right to buy)F1 | $11.42 | holding | — | — | — | Nov 12, 2014 | Nov 12, 2024 | Common Stock | 14,000 | — | D |
Explanation of responses
- F1One-third of the options will vest on the first, second and third anniversaries of the date of grant.
Remarks
Chief Operating Officer and Chief Credit Officer