SEC Form 4 · accession 0001209191-15-023512
MEDALLION FINANCIAL CORP · MFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian S Oleary
Officer — Chief Operating Officer
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2015 | M | 30,000 | $9.22 | A | 47,570 | D | |
| Common Stock | Mar 4, 2015 | S | 30,000 | $10.406 | D | 17,570 | D | |
| Common StockF1 | holding | — | — | — | 5,566 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (right to buy)F2 | $9.22 | Mar 4, 2015 | M | 30,000 | D | Apr 3, 2008 | Apr 3, 2018 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1These shares are held by Charles Schwab & Co., Inc. in an Individual Retirement Account for the benefit of Brian S. O'Leary.
- F2One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.