SEC Form 4 · accession 0001209191-15-015334
MEDALLION FINANCIAL CORP · MFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Kowalsky
Officer — Executive Vice President
Period of report
Feb 13, 2015
Accepted (ET)
Feb 18, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2015 | A | 4,075 | $0.00 | A | 37,847 | D | |
| Common StockF2 | holding | — | — | — | 3,670 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2009 Employee Restricted Stock Plan which will vest in equal one-third increments on the first, second and third anniversaries of the date of grant.
- F2These shares are held by Fidelity Investments in an Individual Retirement Account for the benefit of Michael J. Kowalsky.