SEC Form 4 · accession 0000899243-17-017153
MEDALLION FINANCIAL CORP · MFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry L Aaron
Director
Period of report
Jun 22, 2017
Accepted (ET)
Jun 26, 2017 · 8:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000209
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (right to buy)F1 | $2.22 | Jun 22, 2017 | A | 12,000 | A | — | Jun 22, 2027 | Common Stock | 12,000 | 30,000 | D |
Explanation of responses
- F1Pursuant to the terms of Medallion Financial Corp.'s 2015 Non-Employee Director Stock Option Plan, one-third of the options vest on the date of the 2018 annual meeting of stockholders, one-third of the options vest on the date of the 2019 annual meeting of stockholders and the balance vests on the date of the 2020 annual meeting of stockholders.
Remarks
+ Power of attorney filed herewith as Exhibit 24.