SEC Form 4 · accession 0000899243-17-010715
MEDALLION FINANCIAL CORP · MFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Murstein
Officer — President · Director
Period of report
Apr 19, 2017
Accepted (ET)
Apr 21, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 19, 2017 | A | 97,087 | $0.00 | A | 334,422 | D | |
| Common StockF2 | holding | — | — | — | 1,481,863 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2015 Employee Restricted Stock Plan which will fully vest on January 2, 2018.
- F2Represents shares beneficially owned by the Andrew Murstein Family Trust.