SEC Form 4 · accession 0000899243-16-027801
MEDALLION FINANCIAL CORP · MFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alvin Murstein
Officer — See Remarks · Director
Period of report
Aug 18, 2016
Accepted (ET)
Aug 22, 2016 · 9:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2016 | P | 5,000 | $5.2065 | A | 179,074 | D | |
| Common StockF1 | holding | — | — | — | 70,118 | I | See Footnote | |
| Common StockF2 | holding | — | — | — | 1,168,182 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 117,660 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 5,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.
- F2Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley.
- F3Represents shares acquired by gift from Mr. Murstein to the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary.
- F4Represents shares owned by Mr. Murstein's spouse.
Remarks
Chairman & Chief Executive Officer