SEC Form 4 · accession 0000899243-16-016311
MEDALLION FINANCIAL CORP · MFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry D Hall
Officer — Chief Financial Officer
Period of report
Mar 17, 2016
Accepted (ET)
Mar 21, 2016 · 8:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2016 | M | 2,100 | $9.22 | A | 32,514 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (right to buy)F1 | $9.22 | Mar 17, 2016 | M | 2,100 | D | Apr 3, 2008 | Apr 3, 2018 | Common Stock | 2,100 | 27,900 | D |
Explanation of responses
- F1One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.