SEC Form 4 · accession 0000899243-15-007722
MEDALLION FINANCIAL CORP · MFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lowell P Weicker Jr.
Director
Period of report
Nov 6, 2015
Accepted (ET)
Nov 6, 2015 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2015 | P | 100 | $8.549 | A | 100 | D | |
| Common StockF1 | holding | — | — | — | 12,885 | I | See Footnote | |
| Common StockF2 | holding | — | — | — | 2,300 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 300 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares beneficially owned by the Lowell P. Weicker Estate for Lowell P. Weicker, Jr. of which Mr. Weicker is the income beneficiary.
- F2These shares are held by Bank of New York Mellon Wealth Management in an Individual Retirement Account for the benefit of Mr. Weicker's spouse.
- F3These shares are held by Mr. Weicker's spouse.
Remarks
Power of attorney filed herewith as Exhibit 24.