SEC Form 4/A · accession 0001242648-16-000075
SANDISK CORP · SNDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Sumit Sadana
Officer — EVP, CSO & GM Enterprise
Period of report
Feb 15, 2016
Accepted (ET)
Feb 24, 2016 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 15, 2016 | M | 3,125 | — | A | 19,124 | D | |
| Common StockF3 | Feb 15, 2016 | F | 1,144 | $67.49 | D | 17,980 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F4 | $0.00 | Feb 15, 2016 | M | 3,125 | D | — | — | Common Stock | 3,125 | 3,125 | D |
Explanation of responses
- F1Reflects the number of shares of common stock acquired in connection with the vesting of restricted stock units granted to the Reporting Person by the Issuer.
- F2Each restricted stock unit represents the right to receive one share of Issuer's common stock upon vesting of that unit.
- F3Reflects the number of shares of Common Stock withheld by the Issuer to pay the tax liability of the Reporting Person resulting in a net issuance of the Issuer's Common Stock.
- F4The award shall vest in four successive equal annual installments measured from the vesting commencement date.
Remarks
This amended Form 4 is being filed to correct the prices at which the Reporting Person acquired and disposed of shares of common stock upon the vesting of restricted stock units as reported in Table I and to correct the expiration date of the restricted stock units reported in Table II. This form also updates Reporting Person's title. No other changes have been made to the information in the original Form 4.