SEC Form 4/A · accession 0001242648-16-000074
SANDISK CORP · SNDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Donald F Robertson Jr.
Officer — VP & Chief Accounting Officer
Period of report
Feb 15, 2016
Accepted (ET)
Feb 24, 2016 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 15, 2016 | M | 938 | — | A | 5,694 | D | |
| Common StockF4 | Feb 15, 2016 | F | 391 | $67.49 | D | 5,303 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F5 | $0.00 | Feb 15, 2016 | M | 938 | D | — | — | Common Stock | 938 | 938 | D |
Explanation of responses
- F1Reflects the number of shares of common stock acquired in connection with the vesting of restricted stock units granted to the Reporting Person by the Issuer.
- F2Each restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of that unit.
- F3Includes shares acquired pursuant to the Employee Stock Purchase Plan.
- F4Reflects the number of shares of common stock withheld by the Issuer to pay the tax liability of the Reporting Person resulting in a net issuance of the Issuer's common stock.
- F5The award shall vest in four successive equal annual installments measured from the vesting commencement date.
Remarks
This amended Form 4 is being filed to correct the prices at which the Reporting Person acquired and disposed of shares of common stock upon the vesting of restricted stock units as reported in Table I and to correct the expiration date of the restricted stock units reported in Table II. No other changes have been made to the information in the original Form 4.