SEC Form 5 · accession 0001242648-15-000005
SANDISK CORP · SNDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine P Lego
Director
Period of report
Dec 28, 2014
Accepted (ET)
Feb 9, 2015 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 26, 2014 | G | 5,000 | $0.00 | D | 201,110 | I | By Trust |
| CommonF2 | holding | — | — | — | 4,216 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by the Catherine Pierson Lego Trust UA DTD 05/09/07 of which the reporting person is trustee.
- F2Includes 1,230 shares of the Issuer's common stock subject to restricted stock units, and those shares will not actually be issued until the units vest.