SEC Form 4 · accession 0001242648-15-000003
SANDISK CORP · SNDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judy Bruner
Officer — Exec. VP, Administration, CFO
Period of report
Feb 2, 2015
Accepted (ET)
Feb 3, 2015 · 8:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | M | 3,094 | $47.79 | A | 3,094 | D | |
| Common Stock | Feb 2, 2015 | M | 3,712 | $48.85 | A | 6,806 | D | |
| Common StockF2,F4 | Feb 2, 2015 | S | 3,094 | $76.0644 | D | 3,712 | D | |
| Common StockF3,F4 | Feb 2, 2015 | S | 3,712 | $76.0679 | D | 0 | D | |
| Common StockF5 | holding | — | — | — | 45,875 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF6 | $47.79 | Feb 2, 2015 | M | 3,094 | D | — | Feb 16, 2019 | Common Stock | 3,094 | 15,469 | D |
| Employee Stock OptionF6 | $48.85 | Feb 2, 2015 | M | 3,712 | D | — | Feb 21, 2018 | Common Stock | 3,712 | 3,713 | D |
Explanation of responses
- F1The transaction was effected by the reporting person pursuant to a Rule 10b-5(1) sales plan adopted as of November 27, 2013.
- F2The prices for the transactions on this line ranged from $75.31 to $77.11.
- F3The prices for the transactions on this line ranged from $75.31 to $77.20.
- F4Full information regarding the number of shares sold at each separate price will be provided, upon request to the Commission staff, the issuer or a security holder of the issuer.
- F5Shares are held by Judy Bruner and Michael Bruner ttee FBO The Bruner Living Trust U/A/D 9-22-2006
- F6Option Grant shall become exercisable with respect to 25% of the option shares on the first anniversary of the vesting commencement date and the balance in equal quarterly installments over the next three years thereafter.