SEC Form 4 · accession 0001242648-15-000001
SANDISK CORP · SNDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Mehrotra
Officer — President/CEO · Director
Period of report
Jan 3, 2015
Accepted (ET)
Jan 6, 2015 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2015 | M | 15,000 | $97.88 | A | 63,807 | I | By Trust |
| Common StockF2 | Jan 3, 2015 | F | 6,268 | $97.88 | D | 57,539 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted stock unit | $0.00 | Jan 3, 2015 | M | 15,000 | D | Jan 3, 2015 | Jan 2, 2018 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Reflects the number of shares of Common Stock acquired in connection with the vesting of restricted stock units granted to the Reporting Person by the Issuer.
- F2Reflects the number of shares of Common Stock withheld by the Issuer to pay the tax liability of the Reporting Person resulting in a net issuance of the Issuer's Common Stock.